Exclusive Interview with Jim Dowd





"With PPEX, North Capital is focused on three main tenets: access to investors, liquidity, and transparency around private securities. Vertalo & North Capital are working together to enable the digital asset ecosystem with API-based technology."

- Jim Dowd, Managing Director, North Capital

About North Capital:

North Capital Private Securities (NCPS) is a registered broker dealer focused on the offering, transaction, and settlement of private and other exempt securities, such as offerings under Reg A+, Reg D, and Reg S. Issuers and professional intermediaries, such as funding platforms, may be required to have licensed representatives when conducting securities offerings. NCPS offers the ability to affiliate with our broker-dealer to hold licenses and provide compliance oversight of securities business conducted through the firm. North Capital is highly experienced as a managing broker for Reg A+, Reg D, and Reg S offerings.

North Capital Media:

Jim Dowd Discusses North Capital, New PPEX ATS Platform For Private Securities With Dave Hendricks

In this video, Dave Hendricks interviews Jim Dowd from North Capital about digital assets, blockchain, and the future of private securities trading with the PPEX Alternative Trading System (ATS). Vertalo and North Capital are working together to connect and enable the digital asset ecosystem.

Jim Dowd Discusses North Capital, New PPEX ATS Platform For Private Securities With Dave Hendricks

North Capital Authorized to Trade Digital Asset Securities Through its PPEX Alternative Trading System

SALT LAKE CITY, April 23, 2020 /PRNewswire/ -- North Capital, a market-leading provider of technology and brokerage services for exempt securities offerings, announced that it has completed the membership approval process with FINRA and achieved acceptance of Form ATS Initial Operations Report by the U.S.

North Capital Authorized to Trade Digital Asset Securities Through its PPEX Alternative Trading System

About North Capital - North Capital

Innovative fintech and brokerage firm for exempt offerings named one of four selected startups, beats out top applicants from 7 countries SALT LAKE CITY, June 11, 2018 /PRNewswire/ - North Capital Investment Technology, a market-leading provider of technology and brokerage services for exempt securities offerings, will present at AICPA ENGAGE as a member of the inaugural class of the Association of International Certified Professional Accountants and CPA.com Startup Accelerator.

About North Capital - North Capital

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